Stockbroker Malpractice

Aggressively Protecting Victims of Stockbroker Malpractice

If you have lost a substantial amount of money in an investment scheme that has...

Read More
A Proven Fighter for Your Rights

Impact Finance protects the rights of people who have suffered financial loss due to the intentional or negligent acts of...

Read More
Misrepresentation and Omissions

A brokerage firm or broker can be held liable if that firm or broker material facts or omits to disclose material facts to the investor...

Read More
Unsuitability

In making an investment recommendation to a client, a broker must make recommendations that are consistent with...

Read More
Overconcentration

One of the most important rules of investing is diversification. If a broker concentrates your portfolio in any individual investment...

Read More
Churning

Churning occurs when a broker engages in excessive trading in an account. A broker churns an account in an attempt to...

Read More
Failure to Execute Trades

There is little incentive for a broker not to place an order. However, millions of transactions occur each day and mistakes...

Read More
Failure to Supervise

Each brokerage firm must "design and implement written procedures" in order to properly and effectively supervise...

Read More
Breach of Promise/Contract

When promises are made and consideration paid (or if the person promised reasonably relies on the promise and takes action) a...

Read More
Breach of Fiduciary Duty

A "fiduciary" is defined in law as one who has the legal duty to act in the best interest of another. A "fiduciary duty" is an...

Read More
Negligence

Some persons - even some lawyers - are of the mistaken belief that investors must demonstrate that a broker or firm...

Read More
Case Evaluation

Five Basic Questions - Here are five basic questions to ask yourself to determine if you may have a case:...

Read More

Why Us?

    Impact Finance is a securities, arbitration, and mediation consulting firm providing complete support to securities attorneys as well as case analysis for individual investors who have lost money due to bad advice or investments.

Address

  • Country:USA
  • City:Boston, Massachusetts
  • Phone:+1 (857) 239-0450
  • EMail:

  • [email protected]