Stockbroker Malpractice

Aggressively Protecting Victims of Stockbroker Malpractice

If you have lost a substantial amount of money in an investment scheme that has...

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A Proven Fighter for Your Rights

Impact Finance protects the rights of people who have suffered financial loss due to the intentional or negligent acts of...

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Misrepresentation and Omissions

A brokerage firm or broker can be held liable if that firm or broker material facts or omits to disclose material facts to the investor...

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In making an investment recommendation to a client, a broker must make recommendations that are consistent with...

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One of the most important rules of investing is diversification. If a broker concentrates your portfolio in any individual investment...

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Churning occurs when a broker engages in excessive trading in an account. A broker churns an account in an attempt to...

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Failure to Execute Trades

There is little incentive for a broker not to place an order. However, millions of transactions occur each day and mistakes...

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Failure to Supervise

Each brokerage firm must "design and implement written procedures" in order to properly and effectively supervise...

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Breach of Promise/Contract

When promises are made and consideration paid (or if the person promised reasonably relies on the promise and takes action) a...

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Breach of Fiduciary Duty

A "fiduciary" is defined in law as one who has the legal duty to act in the best interest of another. A "fiduciary duty" is an...

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Some persons - even some lawyers - are of the mistaken belief that investors must demonstrate that a broker or firm...

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Case Evaluation

Five Basic Questions - Here are five basic questions to ask yourself to determine if you may have a case:...

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Why Us?

    Impact Finance is a securities, arbitration, and mediation consulting firm providing complete support to securities attorneys as well as case analysis for individual investors who have lost money due to bad advice or investments.