Our Staff

Our team also includes a number of non-lawyers, including consultants, legal secretaries, paralegals and assistants. Many of them have prior experience in the securities industry and were formerly account managers, registered representatives or registered assistants at major brokerage firms. This experience gives our team great advantages in understanding what happened in our clients accounts, familiarity with the documents to be used in their cases.

EDWARD WALKER

E-Mail: ewalker@impact-finance.net

Mr. Walker is the Executive Vice President and Chief Risk Officer for Impact Finance, responsible for leading the company's risk management function globally. Prior to joining Impact Finance Mr. Walker was a partner of a major financial firm and the firm's public policy practice in North America. He was the managing direction of the firm's London office from 1992 to 1998. Mr. Walker has worked as an economist and has practiced law at a major U.S bank.

Mr. Walker has consulted on a broad range of strategy,  risk management, regulatory governance and organizational issues for the financial institutions, industry associations and regulators globally. He has worked extensively with organizations, at the board and senior executive levels on developments in finance and risk management, including the link between risk management and strategy, risk governance and organization, the impact of regulation and public policy.  He holds a Juris Doctor degree from Harvard Law School, a Masters of Philosophy degree in economics from Cambridge University and a Bachelors of Arts degree from Yale College.

MARK BROWN

E-Mail: mbrown@impact-finance.net

Mr. Brown focuses on a variety of securities enforcement and litigation matters, including investigations by the U.S Securities and Exchange Commission (SEC) FINRA and state securities regulators for potential securities fraud, trading and sales practice violations and related supervisory issues.

Mr. Brown has handled numerous complex matters on behalf of financial institutions, public companies and individuals in investigations and litigation with securities regulators, including contested hearing and appeals. Mr. Brown also has extensive experience in conducting internal investigations, counseling broker- dealers on regulatory and compliance issues, acting as an independent consultant to firms and representing clients in white collar criminal defense matters relating to securities issues. As an Impact Finance partner in the firms securities practice he has achieved significant success for clients, while also serving on the governing board of the firm for several years, Mr. Brown has previously served as the global head of compliance for a major U.S investment firm.

Mr. Brown writes and lectures frequently on regulatory and enforcement issues. Mr. Brown is a cum laude graduate of both Brooklyn Law School and Marymount Manhattan College.

 
GEORGE J. HALL

E-Mail: georgejhall@impact-finance.net

Mr George J. Hall received his bachelor's degree from Texas Tech University and his law degree (JD) from the University of Houston Law Centre where he was a Lex award recipient and served two years on the board of editors of the environmental and energy law and policy journal. As an associate of Impact Finance Mr. Hall maintains an active securities arbitration and litigation practice. Prior to joining the firm, Mr. Hall worked in various capacities for a Fortune 500 company and served as Chief Operations Officer for a regional construction and real estate development firm.

CHRISTOPHER E. JOHNSON

E-Mail: cjohnson@impact-finance.net

Mr. Johnson joined Impact Finance in 2005 as global head of its alternative investment solutions business, where he led the strategic direction, global sales and product structuring of Impact Finances hedges, private equity and offshore fund servicing capabilities worldwide. Prior to joining Impact Finance Mr. Johnson held a number of senior executive roles at Mellon Financial corporation including Vice Chairman. Prior to joining Mellon, he held various senior management positions at a large banking organization and American Express.

Mr. Johnson is associated with the Boston symphony orchestra, the boy scouts of America and dedicates a lot of his spare time to the charitable foundation Make a Wish Foundation. He received a bachelor's degree from Penn State University and a Masters of Business Administration degree from Brown University.

CHARLES ADAMS

E-Mail: charlesadams@impact-finance.net

Charles Adams is a recognized expert in matters relating to investment fraud in the financial services industry and is highly experienced in dealing with regulatory agencies. For much of the 1990's Mr. Adams was a top negotiator in recovering money for clients that were against multi billion dollar corporations and has a long record of successful resolutions on behalf of his clients. His expert opinion has been sought by investors and financial institutions. He has conducted an extensive study of investment fraud.

MICHAEL MARSDEN
E-Mail: mmarsden@impact-finance.net

Michael Marsden is a recognized expert in matters relating to investment fraud in the financial services industry. Mr. Marsden is a retired attorney, having served as counsel to both Paine Webber and EF Hutton. For much of the 1990's Mr. Marsden taught finance and economics in the Business School at Golden Gate University. His expert opinion has been sought by investors, financial institutions and government agencies and he has testified in more than 150 litigated matters. He has conducted an extensive study of investment fraud and the elderly. Mr. Marsden is currently on the Board of Advisors to the Investor Justice Project of the University of San Francisco School of Law.

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Why Us?

    Impact Finance is a securities, arbitration, and mediation consulting firm providing complete support to securities attorneys as well as case analysis for individual investors who have lost money due to bad advice or investments.

Address

  • Country:USA
  • City:Boston, Massachusetts
  • Phone:+1 (857) 239-0450
  • EMail:

  • [email protected]